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Michael T. Fischer

WEALTHHARBOR CAPITAL GROUP
METAIRIE, LA 70005
Some features on this profile are disabled
CRD#: 7895355
MF

Professional summary

Michael Thomas Fischer is a registered financial advisor currently at WEALTHHARBOR CAPITAL GROUP, LLC located in Metairie, Louisiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Fischer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 4, 2026 - Present

WEALTHHARBOR CAPITAL GROUP, LLC

Office #1: 433 Metairie Rd Suite 500, Metairie, LA 70005
RIA
CRD#: 118614
METAIRIE, LA
Past

August 21, 2025 - March 3, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
NEW ORLEANS, LA
Past

December 17, 2024 - March 3, 2026

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WEALTHHARBOR CAPITAL GROUP, LLC
WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614 / SEC#: 801-62721

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)
Louisiana
Registered Investment Advisory firm - (1/16/2004 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/19/2026)
IAR
Louisiana
(3/4/2026)
IAR
Mississippi
(3/4/2026)
IAR
Texas
(3/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/20/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/12/2024
Securities Industry Essentials Examination

Current Firm

WC
WEALTHHARBOR CAPITAL GROUP, LLC
WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614 / SEC#: 801-62721

RIA
Registered Investment Advisory firm - (1/16/2004 Approved)
Louisiana
Registered Investment Advisory firm - (1/16/2004 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
433 Metairie Rd Suite 500, Metairie, LA 70005
Mailing Address
Phone number
(504) 482-1962
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEALTHHARBOR CAPITAL GROUP, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts364
AUM (Assets Under Management)$ 300,480,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614Metairie, LA 70005

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