DB
David C. Barsalou
LCM FINANCIAL
KINGWOOD, TX 77339
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CRD#: 7894714
DB
Professional summary
David Caldwell Barsalou, who also goes by Davie Barsalou, is a registered financial advisor currently at LCM FINANCIAL located in Kingwood, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Davie Barsalou
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The name of the business is David C. Barsalou, Attorney at Law, PLLC; the business is not investment related; the address of the business is 2261 Northpark Dr, #416, Kingwood, TX 77339; the nature of the business is a law firm; my position is managing attorney; my title is managing member; the start date of this business for me was September, 2013; the approximate number of hours per month devoted to this business is 90; the number of hour I devote to this business during securities trading hours is 4; my duties related to this business involve providing legal services as an attorney to private clients. The name of the business is Dino Tax Co; the business is not investment related; the address of the business is 2261 Northpark Dr, #416, Kingwood, TX 77339; the nature of this business is tax preparation; my position is head tax preparer; my title is owner; the start date of this business for me was September, 2013; the approximate number of hours per month devoted to this business is 40; the number of hours I devote to this business during securities trading hours is 1.5; my duties related to this business primarily involve the preparation and filing of tax returns for both individuals and businesses.
CRS (Client Relationship Summary) - RIA
Click below to view David Caldwell Barsalou's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2024 - Present
LCM FINANCIAL
Office #1: 2261 Northpark Drive #416, Kingwood, TX 77339RIA
CRD#: 330543
KINGWOOD, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/15/2024)
Current Firm
LF
LCM FINANCIAL
LCM FINANCIAL | LEWIS CALDWELL MITCHELL INC.
CRD#: 330543 / SEC#:
Texas
Registered Investment Advisory firm - (10/15/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2261 Northpark Drive #416, Kingwood, TX 77339
Mailing Address
Phone number
(713) 397-4678
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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Company Information
LCM FINANCIAL
CRD#: 330543Kingwood, TX 77339TRUST BUT VERIFY
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