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Catherine Hunt

JUNO FINANCIAL GROUP
RICHMOND, VA
·CRD# 7894351·2 years experience

Professional Summary

Catherine Hunt, who also goes by Catherine Marie Hunt Rosenstock, is a registered financial advisor currently at JUNO FINANCIAL GROUP LLC located in Richmond, Virginia. Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Catherine has worked at 3 firms and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Catherine Marie Hunt Rosenstock

Blog Corner

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

JUNO FINANCIAL GROUP LLC·CRD# 336362
RIA
1802 Bayberry Court Suite 203, Richmond, VA 23226
April 16, 2026 - Present
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Midlothian, VA
July 1, 2025 - March 7, 2026
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Midlothian, VA
April 28, 2025 - March 7, 2026

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Current Firm

JF
JUNO FINANCIAL GROUP LLC

JUNO FINANCIAL GROUP LLC

CRD#: 336362 / SEC#: 801-132999
RIA
Registered Investment Advisory firm - SEC (6/13/2025 Approved)

Contact Information

Main Address

1802 Bayberry Court Suite 203, Richmond, VA 23226

Phone Number

(804) 500-6464

# of Employees

8

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JUNO FINANCIAL GROUP LLC - FORM ADV 2A (2/12/2026)

Regulatory Assets Under Management

Total Number of Accounts

705

AUM (Assets Under Management)

$541,908,916

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: YMCA OF GREATER RICHMOND INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: Health/Wellness START DATE: 09/2022 POSITION/TITLE/RELATIONSHIP: Group Exercise Instructor APX NUMBER OF HOURS PER MONTH: 6-8 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TEACH GROUP EXERCISE CLASS

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JUNO FINANCIAL GROUP LLC

JUNO FINANCIAL GROUP LLC

CRD#: 336362 / SEC#: 801-132999
RIA
Registered Investment Advisory firm - SEC (6/13/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Virginia
(4/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2025About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Apr 2025About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Apr 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2024About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Catherine Hunt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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