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CH

Catherine Hunt

JUNO FINANCIAL GROUP
RICHMOND, VA 23226
Some features on this profile are disabled
CRD#: 7894351
CH

Professional summary

Catherine Hunt, who also goes by Catherine Marie Hunt Rosenstock, is a registered financial advisor currently at JUNO FINANCIAL GROUP LLC located in Richmond, Virginia.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Catherine has worked at 3 firms and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Catherine Marie Hunt Rosenstock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Hunt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

JUNO FINANCIAL GROUP LLC

Office #1: 1802 Bayberry Court Suite 203, Richmond, VA 23226
RIA
CRD#: 336362
RICHMOND, VA
Past

July 1, 2025 - March 7, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MIDLOTHIAN, VA
Past

April 28, 2025 - March 7, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
MIDLOTHIAN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JUNO FINANCIAL GROUP LLC
JUNO FINANCIAL GROUP LLC

CRD#: 336362 / SEC#: 801-132999

RIA
Registered Investment Advisory firm - (6/13/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(4/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/28/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/28/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/2/2024
Securities Industry Essentials Examination

Current Firm

JF
JUNO FINANCIAL GROUP LLC
JUNO FINANCIAL GROUP LLC

CRD#: 336362 / SEC#: 801-132999

RIA
Registered Investment Advisory firm - (6/13/2025 Approved)
PREMIUM
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Contact information

Main Address
1802 Bayberry Court Suite 203, Richmond, VA 23226
Mailing Address
Phone number
(804) 500-6464
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JUNO FINANCIAL GROUP LLC - FORM ADV 2A (2/12/2026)

Regulatory assets under management

Total Number of Accounts705
AUM (Assets Under Management)$ 541,908,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JUNO FINANCIAL GROUP LLC

CRD#: 336362Richmond, VA 23226

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