YC
Yukubu A. Carriker
FIRST COMMAND ADVISORY SERVICES
Fairfax, VA 22033
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CRD#: 7894245
YC
Professional summary
Yukubu Asamel Carriker, who also goes by Kubey Carriker, Kubu Carriker, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fairfax, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fairfax, Virginia.
Yukubu is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Yukubu has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kubey Carriker | Kubu Carriker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: National Community Church - NoVA ; Whether the business is investment-related: No ; Address of the other business: 6715 Commerce St Springfield, VA 22150 ; Nature of the other business: Community Activity ; Your position, title, or relationship with the other business: Lead Production Manager ; The start date of your relationship: Apr 01, 2024 ; The approximate number of hours/month you devote to the other business: 21 - 40 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I run the lights, sound and visuals for church on Sundays (2) Name of the other business: Ten Ten Life Whether the business is investment-related: Yes Address of the other business: PO Box 742, Herndon, VA 20171 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Board Member/Treasurer The start date of your relationship: Jan 16, 2025 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: The Treasurer of Ten Ten Life serves as a key member of the Ten Ten Life Board of Directors, providing oversight and guidance on the organization's financial health. The role involves ensuring accurate financial reporting, compliance with legal and regulatory requirements, and supporting the board in making informed financial decisions. The Treasurer also assists in fundraising efforts but does not have direct control over disbursement of funds and is not authorized to sign checks.
CRS (Client Relationship Summary) - RIA
Click below to view Yukubu Asamel Carriker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2024 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 12150 Monument Dr Suite 500, Fairfax, VA 22033RIA
CRD#: 281958
Fairfax, VA
Current
July 1, 2024 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 12150 Monument Drive Suite 500, Fairfax, VA 22033BD
CRD#: 3641
Fairfax, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(8/12/2024)
RR
Georgia(10/17/2024)
RR
Maryland(8/12/2024)
RR
North Carolina(11/8/2024)
RR
South Carolina(9/2/2025)
RR
Virginia(8/12/2024)
IAR
Virginia(8/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/1/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
