JT
James E. Turk
CENTAURUS FINANCIAL
KENNEWICK, WA 99336
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CRD#: 7893834
JT
James Edward TurkCENTAURUS FINANCIAL
Professional summary
James Edward Turk, who also goes by James Turk, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Kennewick, Washington.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. James has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Aliases
James Turk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALPHA III WEALTH MANGEMENT, 1020 N. CENTER PKWY STE D KENNEWICK WA 99336, FOR BRANDING PURPOSES ONLY. (2) 360 SERVICE SOLUTIONS, LLC, OFFICE CLEANING COMPANY, SOLE PROPRIETOR, 43390 MAIN STREET, PENDLETON OR 97801 NON INVESTMENT RELATED. (3) JPND LLC, REAL ESTATE HOLDING COMPANY, MANAGING PARTNER, PASSIVE ENTITY, NO INCOME, 43390 MAIN STREET, PENDLETON OR 97801. 2. JPND, LLC POSITION: Partner / Co-Founder NATURE: Holding company for real estate, and to collect rent from tenants INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 43390 Main St, Pendleton OR 97801, United States DESCRIPTION: We own real estate and collect rents. 3. 360 SERVICE SOLUTIONS, LLC POSITION: Co-Founder/Co-Owner NATURE: We provide Building Maintenance Services for our clients facilities INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2015 ADDRESS: 43390 Main St, Pendleton OR 97801, United States DESCRIPTION: 360 Service Solutions provides building maintenance services to facilities for our customers, ie janitorial and house cleaning, under the dba EcoClean 360 4. JT GROUP POSITION: Owner/Founder NATURE: Business Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/14/2025 ADDRESS: 7411 W Clearwater Ave, LOWER D, Kennewick WA 99336, United States DESCRIPTION: We provide Business Development Consultative services for growing businesses and non profits alike. Services include, processed, procedures, policies, core values, internal branding, culture, hiring processes, automation, software application utilization, leadership, image, branding, website development and design
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Turk's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Edward Turk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2026 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1020 N. Center Parkway Suite D, Kennewick, WA 99336RIA
BD
CRD#: 30833
KENNEWICK, WA
Current
May 7, 2024 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1020 N. Center Parkway Suite D, Kennewick, WA 99336RIA
BD
CRD#: 30833
KENNEWICK, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(5/30/2024)
RR
Washington(5/16/2024)
IAR
Washington(7/10/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Passed: 5/6/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
571
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | SVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL |
Regulatory assets under management
| Total Number of Accounts | 45,336 |
| AUM (Assets Under Management) | $ 9,740,127,253 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Kennewick, WA 99336TRUST BUT VERIFY
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