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Rachel L. Ames

BERKSHIRE ASSET MANAGEMENT
Wilkes-barre, PA 18701-2609
Some features on this profile are disabled
CRD#: 7893308
RA

Professional summary

Rachel L Ames is a registered financial advisor currently at BERKSHIRE ASSET MANAGEMENT, LLC located in Wilkes-barre, Pennsylvania.

Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Rachel has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel L Ames's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2024 - Present

BERKSHIRE ASSET MANAGEMENT, LLC

Office #1: 46 Public Square Suite 700, Wilkes-barre, PA 18701-2609
RIA
CRD#: 145463
Wilkes-barre, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BERKSHIRE ASSET MANAGEMENT, LLC
BERKSHIRE ASSET MANAGEMENT, LLC | BERKSHIRE MANAGEMENT LLC

CRD#: 145463 / SEC#: 801-68485

RIA
Registered Investment Advisory firm - (7/1/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(4/24/2024)

Exams

Current Firm

BA
BERKSHIRE ASSET MANAGEMENT, LLC
BERKSHIRE ASSET MANAGEMENT, LLC | BERKSHIRE MANAGEMENT LLC

CRD#: 145463 / SEC#: 801-68485

RIA
Registered Investment Advisory firm - (7/1/2007 Approved)
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Contact information

Main Address
46 Public Square Suite 700, Wilkes-barre, PA 18701-2609
Mailing Address
Phone number
(570) 825-2600
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts2,467
AUM (Assets Under Management)$ 2,537,174,815

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BERKSHIRE ASSET MANAGEMENT, LLC

CRD#: 145463Wilkes-barre, PA 18701-2609

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