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KI

Katarina Iamscicov Weigl

TORA TRADING SERVICES
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 7893210
KI

Professional summary

Katarina Iamscicov Weigl is a registered financial professional currently at TORA TRADING SERVICES, LLC located in San Francisco, California and REDI GLOBAL TECHNOLOGIES LLC located in San Francisco, California.

Katarina is registered as a RR (Registered Representative) and started their career in finance in 2024. Katarina has worked at 2 firms and has passed the SIE, Series 7TO and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katarina Iamscicov Weigl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2024 - Present

TORA TRADING SERVICES, LLC

Office #1: 50 California Street Suite 300, San Francisco, CA 94111Office #2: 28 Liberty Street 58fl, New York, NY 10005
BD
CRD#: 135423
San Francisco, CA
Current

November 6, 2024 - Present

REDI GLOBAL TECHNOLOGIES LLC

Office #1: 50 California Street Floor 3, San Francisco, CA 94111
BD
CRD#: 41924
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 11/6/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/17/2024
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/26/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RG
REDI GLOBAL TECHNOLOGIES LLC
REDI GLOBAL TECHNOLOGIES LLC | SPEAR, LEEDS & KELLOGG SPECIALISTS LLC

CRD#: 41924 / SEC#: , 8-49673

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
28 Liberty Street 58th Floor, New York, NY, 10005
Mailing Address
28 Liberty Street 58th Floor Attn Mmaloney, New York, NY, 10005
Phone number
(646) 794-7364
Established
New York since 09/13/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REFINITIV US LLCOWNER
BALTOVSKI, ALEXANDER NMNFINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO2350828
CUTLER, SETHDIRECTOR2594208
IAMSCICOV WEIGL, KATARINACHIEF COMPLIANCE OFFICER AND SECRETARY7893210
MALONEY, MICHAEL GDIRECTOR, CEO, MANAGING PRINCIPAL5728423
SIBLEY, JOHN HOLDENDIRECTOR5781488

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDI GLOBAL TECHNOLOGIES LLC

CRD#: 41924San Francisco, CA 94111

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