JD
Jon E. Duane
BROCK HILL WEALTH MANAGEMENT
Scituate, MA
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CRD#: 7891206
JD
Professional summary
Jon Edward Duane is a registered financial advisor currently at BROCK HILL WEALTH MANAGEMENT located in Scituate, Massachusetts.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jon has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; HOYE & DUANE PC whether the business is investment-related; No the address of the other business; 21 McGrath HWy, Suite 505, Quincy, MA 02169 the nature of the other business; Real Estate Law your position; partner/owner title, or relationship with the other business; partner/owner the start date of your relationship; 4/2018 the approximate number of hours/month you devote to the other business; 200 the number of hours you devote to the other business during securities trading hours; 140 and briefly describe your duties relating to the other business; reviewing contracts and handling closings the name of the other business; Thomas F. WIlliams and Associates whether the business is investment-related; no the address of the other business; 21 McGrath HWy, Suite 501, Quincy, MA 02169 the nature of the other business; Real estate law your position; attorney title, or relationship with the other business; attorney the start date of your relationship; 6/2013 the approximate number of hours/month you devote to the other business; zero the number of hours you devote to the other business during securities trading hours; zero and briefly describe your duties relating to the other business; reviewing contracts, handling closings
CRS (Client Relationship Summary) - RIA
Click below to view Jon Edward Duane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2024 - Present
BROCK HILL WEALTH MANAGEMENT
RIA
CRD#: 324946
Scituate, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(4/2/2024)
Exams
Current Firm
BH
BROCK HILL WEALTH MANAGEMENT
BROCK HILL INC. | HALAL WEALTH PLAN | BROCK HILL WEALTH MANAGEMENT | BROCK HILL PRIVATE ADVISORS
CRD#: 324946 / SEC#: 801-127410
Massachusetts
Registered Investment Advisory firm - (8/28/2023 Approved)Texas
Registered Investment Advisory firm - (3/28/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Newton, MA
Mailing Address
Phone number
(617) 618-8194
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 112 |
| AUM (Assets Under Management) | $ 64,091,493 |
Red Flags
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