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HH

Hank Hargraves

RETIREMENT FINANCIAL GROUP
Beaumont, TX 77706
Some features on this profile are disabled
CRD#: 7890014
HH

Professional summary

Hank Hargraves is a registered financial advisor currently at RETIREMENT FINANCIAL GROUP, LLC located in Beaumont, Texas.

Hank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Hank has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hank Hargraves's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 22, 2024 - Present

RETIREMENT FINANCIAL GROUP, LLC

Office #1: 1090 Longfellow Dr., Beaumont, TX 77706
RIA
CRD#: 322692
Beaumont, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RETIREMENT FINANCIAL GROUP, LLC
RETIREMENT FINANCIAL GROUP, LLC | SERAE WEALTH GROUP, LLC

CRD#: 322692 / SEC#: 801-126392

RIA
Registered Investment Advisory firm - (8/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/22/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/4/2024
Uniform Investment Adviser Law Examination

Current Firm

RF
RETIREMENT FINANCIAL GROUP, LLC
RETIREMENT FINANCIAL GROUP, LLC | SERAE WEALTH GROUP, LLC

CRD#: 322692 / SEC#: 801-126392

RIA
Registered Investment Advisory firm - (8/15/2022 Approved)
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Contact information

Main Address
1090 Longfellow Dr., Beaumont, TX 77706
Mailing Address
Phone number
(409) 908-4160
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RETIREMENT FINANCIAL GROUP FORM ADV PART 2 A BROCHURE (7/17/2025)

Regulatory assets under management

Total Number of Accounts805
AUM (Assets Under Management)$ 153,282,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREMENT FINANCIAL GROUP, LLC

CRD#: 322692Beaumont, TX 77706

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