Julia C. Hummel

CAPSTAR FINANCIAL SERVICES LLC

Austin, TX 78730

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CRD#: 7889004

Professional summary

Julia Christine Hummel, who also goes by Julia Hummel, is a registered financial advisor currently at CAPSTAR FINANCIAL SERVICES LLC located in Austin, Texas.

Julia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Julia has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julia Hummel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julia Christine Hummel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2025 - Present

CAPSTAR FINANCIAL SERVICES LLC

Office #1: 6500 River Place Suite 200 Building 1, Austin, TX 78730

RIA

CRD#: 300349

Austin, TX

Past

July 31, 2024 - May 29, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

June 20, 2024 - May 29, 2025

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTAR FINANCIAL SERVICES LLC

CAPSTAR FINANCIAL SERVICES LIMITED LIABILITY CORPORATION | CAPSTAR FINANCIAL SERVICES LLC

CRD#: 300349 / SEC#: 801-124743

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

Louisiana

Registered Investment Advisory firm - (9/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (9/15/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/15/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/26/2024

Securities Industry Essentials Examination

Current Firm

CAPSTAR FINANCIAL SERVICES LLC

CAPSTAR FINANCIAL SERVICES LIMITED LIABILITY CORPORATION | CAPSTAR FINANCIAL SERVICES LLC

CRD#: 300349 / SEC#: 801-124743

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

Louisiana

Registered Investment Advisory firm - (9/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (9/15/2022 Terminated)

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Contact information

Main Address

6500 River Place Suite 200 Building 1, Austin, TX 78730

Mailing Address

Phone number

(512) 215-9030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-CAPSTAR FINANCIAL SERVICES LIMITED LIABILITY CORPORATION (3/28/2025)

Regulatory assets under management

Total Number of Accounts	611
AUM (Assets Under Management)	$ 172,968,189

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Julia C. Hummel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julia Christine Hummel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSTAR FINANCIAL SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

CAPSTAR FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2024

Series 7TO

Date: 6/15/2024

SIE

Date: 4/26/2024

Current Firm

CAPSTAR FINANCIAL SERVICES LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTAR FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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