DC
Derrick J. Caldwell
HOYL WEALTH MANAGEMENT
Amarillo, TX 79109
Some features on this profile are disabled
CRD#: 7888876
DC
Professional summary
Derrick Justin Caldwell is a registered financial advisor currently at HOYL WEALTH MANAGEMENT, LLC located in Amarillo, Texas.
Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Derrick has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOYL FINANCIAL, LLC, INVESTMENT RELATED, AMARILLO, TX, INSURANCE, AGENT, CHIEF OPERATING OFFICER, 9/2018, 160 HOURS PER MONTH, ALL DURING TRADING HOURS, COO & INSURANCE AGENT DUTIES. MR. CALDWELL OWNS CORNERSTONE CAPITAL ADVISORS, A LLC SETUP TO BE PAID 1099 COMMISSIONS FROM HOYL WEALTH MANAGEMENT FOR TAX PURPOSES ONLY.
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Justin Caldwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2024 - Present
HOYL WEALTH MANAGEMENT, LLC
Office #1: 2620 South Kentucky Street, Amarillo, TX 79109RIA
CRD#: 330630
Amarillo, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/7/2024)
Current Firm
HW
HOYL WEALTH MANAGEMENT, LLC
HOYL WEALTH MANAGEMENT, LLC
CRD#: 330630 / SEC#:
Texas
Registered Investment Advisory firm - (5/7/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2620 South Kentucky Street, Amarillo, TX 79109
Mailing Address
Phone number
(806) 371-9473
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 8,541,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
