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WX

Wanruo Xu

PACIFIC CENTURY SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 7886505
WX

Professional summary

Wanruo Xu, who also goes by Elena Xu, is a registered financial professional currently at PACIFIC CENTURY SECURITIES, LLC located in New York, New York.

Wanruo is registered as a RR (Registered Representative) and started their career in finance in 2024. Wanruo has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elena Xu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wanruo Xu's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 30, 2024 - Present

PACIFIC CENTURY SECURITIES, LLC

Office #1: 747 3rd Ave #2101, New York, NY 10017
BD
CRD#: 131607
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(6/20/2025)
RR
New Jersey
(5/29/2025)
RR
New York
(5/29/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/28/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/6/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

PC
PACIFIC CENTURY SECURITIES, LLC
AMBATA SECURITIES, LLC | VISION FUEL CAPITAL, LLC | PACIFIC CENTURY SECURITIES, LLC | GYRE SECURITIES, LLC

CRD#: 131607 / SEC#: , 8-66487

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
747 3rd Ave #2101, New York, NY 10017
Mailing Address
747 3rd Ave #2101, New York, NY 10017
Phone number
(212) 970-8868
Established
Florida since 03/02/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PACIFIC CENTURY CAPITAL, INCOWNER
NIXON, JON ALANFINOP/CFO4710715
ONG, FRANCIS KCEO, AMLCO, AND EXEC REP2016903
SMULEVITZ, CHARLES DAVIDCCO5099387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACIFIC CENTURY SECURITIES, LLC

CRD#: 131607New York, NY 10017

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