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JR

Jack A Rio

PAR5 ADVISORS
MIAMI, FL
·CRD# 7883519·2 years experience

Professional Summary

Jack A Rio, who also goes by Jack Anthony Rio, is a registered financial advisor currently at PAR5 ADVISORS LLC located in Miami, Florida and PAR5 CAPITAL & CO LLC located in Miami, Florida. Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Jack has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Anthony Rio

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

PAR5 ADVISORS LLC·CRD# 327518
RIA
600 Brickell Avenue Suite 2520, Miami, FL 33131
November 6, 2025 - Present
PAR5 CAPITAL & CO LLC·CRD# 134657
BD
600 Brickell Avenue Suite 2520, Miami, FL 33131
August 11, 2025 - Present
BMO CAPITAL MARKETS CORP.·CRD# 16686
BD
Boca Raton, FL
March 12, 2024 - April 23, 2025

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Current Firm

PA
PAR5 ADVISORS LLC

PAR5 ADVISORS LLC

CRD#: 327518
Florida
Registered Investment Advisory firm - Florida (6/26/2024 Approved)

Contact Information

Main Address

600 Brickell Avenue Suite 2520, Miami, FL 33131

Phone Number

(786) 638-5650

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

29

AUM (Assets Under Management)

$15,824,138

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASA Boat Trailer Rental, LLC - located in Miami, FL and not investment related. Rep is employed as a contractor with a boat trailer rental business. On the weekends he assists with renting trailers to customers, which entails hooking up trailers to trucks and cleaning trailers. Start Date: 10/02/206. Reps dedicate 20 hours per month on weekends only and no time spent during securities trading hours..

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/11/2025)
IAR
Florida
(11/6/2025)
RR
New York
(10/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Jack A Rio's CRS (Customer Relationship Summary).

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