Nicholas T. Gervasini

WAKEFIELD WEALTH MANAGEMENT, LLLP

Englewood, CO 80111

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CRD#: 7883265

Professional summary

Nicholas Todd Gervasini is a registered financial advisor currently at WAKEFIELD WEALTH MANAGEMENT, LLLP located in Englewood, Colorado and WAKEFIELD ASSET MANAGEMENT, LLLP located in Englewood, Colorado.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nicholas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Todd Gervasini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2024 - Present

WAKEFIELD WEALTH MANAGEMENT, LLLP

Office #1: 7887 E. Belleview Ave, Suite 800, Englewood, CO 80111

RIA

CRD#: 173997

Englewood, CO

Current

March 27, 2024 - Present

WAKEFIELD ASSET MANAGEMENT, LLLP

Office #1: 7887 East Belleview Ave, Suite #800, Englewood, CO 80111

RIA

CRD#: 143720

Englewood, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAKEFIELD WEALTH MANAGEMENT, LLLP

CRD#: 173997 / SEC#: 801-80693

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2023

Uniform Investment Adviser Law Examination

Current Firm

WAKEFIELD WEALTH MANAGEMENT, LLLP

CRD#: 173997 / SEC#: 801-80693

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

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Contact information

Main Address

7887 E. Belleview Ave, Suite 800, Englewood, CO 80111

Mailing Address

Phone number

(303) 771-0630

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/2/2025)

Regulatory assets under management

Total Number of Accounts	619
AUM (Assets Under Management)	$ 388,296,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas T. Gervasini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Todd Gervasini's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAKEFIELD WEALTH MANAGEMENT, LLLP

WAKEFIELD ASSET MANAGEMENT, LLLP

Primary Firm SEC Registration

WAKEFIELD WEALTH MANAGEMENT, LLLP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2023

Current Firm

WAKEFIELD WEALTH MANAGEMENT, LLLP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAKEFIELD WEALTH MANAGEMENT, LLLP

TRUST BUT VERIFY

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