Lindy Misao Yoshida
Professional Summary
Lindy Misao Yoshida is a registered financial advisor currently at BSW WEALTH PARTNERS located in Boulder, Colorado. Lindy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Lindy has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
BAYDUSH SIMON INVESTMENTS, LLC | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS LLC | BSW WEALTH PARTNERS | BAYDUSH SIMON WEAVER, LLC
Contact Information
Main Address
2300 Broadway Street, Boulder, CO 80304Phone Number
(303) 444-9696# of Employees
27SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,876AUM (Assets Under Management)
$2,240,104,568Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BAYDUSH SIMON INVESTMENTS, LLC | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS LLC | BSW WEALTH PARTNERS | BAYDUSH SIMON WEAVER, LLC
State Registrations and Notice Filings
(11/25/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Lindy Misao Yoshida's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
DIWY FINANCIAL PLANNING
SLATEN WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC