LY
Lindy M. Yoshida
BSW WEALTH PARTNERS
Boulder, CO 80304
Some features on this profile are disabled
CRD#: 7881776
LY
Professional summary
Lindy Misao Yoshida is a registered financial advisor currently at BSW WEALTH PARTNERS located in Boulder, Colorado.
Lindy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Lindy has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lindy Misao Yoshida's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2024 - Present
BSW WEALTH PARTNERS
Office #1: 2300 Broadway Street, Boulder, CO 80304RIA
CRD#: 107485
Boulder, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BSW WEALTH PARTNERS
BAYDUSH SIMON INVESTMENTS, LLC | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS LLC | BSW WEALTH PARTNERS | BAYDUSH SIMON WEAVER, LLC
CRD#: 107485 / SEC#: 801-45532
RIA
Registered Investment Advisory firm - (1/3/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/25/2024)
Exams
Current Firm
BW
BSW WEALTH PARTNERS
BAYDUSH SIMON INVESTMENTS, LLC | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS LLC | BSW WEALTH PARTNERS | BAYDUSH SIMON WEAVER, LLC
CRD#: 107485 / SEC#: 801-45532
RIA
Registered Investment Advisory firm - (1/3/1994 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 Broadway Street, Boulder, CO 80304
Mailing Address
Phone number
(303) 444-9696
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 1,978,314,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
