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Anthony D. Decristofaro

FNEX CAPITAL
Torrence, CA 90503
Some features on this profile are disabled
CRD#: 7881506
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Professional summary

Anthony D Decristofaro, who also goes by Anthony Donato Decristofaro, Anthony D Decristofaro, is a registered financial professional currently at FNEX CAPITAL, LLC located in Torrence, California.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2024. Anthony has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony Donato Decristofaro | Anthony D Decristofaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cove Capital Investments, LLC. Real Estate. Marketing. 2958 Columbia Street, Torrance CA . All securities activity is through FNEX Capital. LLC. 40 hours per month. Investment related.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony D Decristofaro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2024 - Present

FNEX CAPITAL, LLC

Office #1: 2958 Columbia St, Torrence, CA 90503
BD
CRD#: 166316
Torrence, CA
Past

September 9, 2024 - December 23, 2024

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
Newport Beach, CA
Past

September 9, 2024 - December 23, 2024

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
Newport Beach, CA
Past

May 7, 2024 - August 2, 2024

GWN SECURITIES INC.

RIA
CRD#: 128929
PASADENA, CA
Past

May 7, 2024 - August 2, 2024

GWN SECURITIES INC.

BD
CRD#: 128929
PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/3/2025)
RR
Alaska
(1/3/2025)
RR
Arizona
(1/3/2025)
RR
Arkansas
(1/3/2025)
RR
California
(12/9/2024)
RR
Colorado
(1/3/2025)
RR
Connecticut
(1/3/2025)
RR
Delaware
(1/3/2025)
RR
District of Columbia
(1/3/2025)
RR
Florida
(1/3/2025)
RR
Georgia
(1/3/2025)
RR
Hawaii
(1/3/2025)
RR
Idaho
(1/3/2025)
RR
Illinois
(1/3/2025)
RR
Indiana
(1/3/2025)
RR
Iowa
(1/3/2025)
RR
Kansas
(1/3/2025)
RR
Kentucky
(1/3/2025)
RR
Louisiana
(1/3/2025)
RR
Maine
(1/3/2025)
RR
Maryland
(1/3/2025)
RR
Massachusetts
(1/3/2025)
RR
Michigan
(1/3/2025)
RR
Minnesota
(1/3/2025)
RR
Mississippi
(1/3/2025)
RR
Missouri
(1/3/2025)
RR
Montana
(1/3/2025)
RR
Nebraska
(1/3/2025)
RR
Nevada
(1/3/2025)
RR
New Hampshire
(1/3/2025)
RR
New Jersey
(1/3/2025)
RR
New Mexico
(1/3/2025)
RR
New York
(1/3/2025)
RR
North Carolina
(1/3/2025)
RR
North Dakota
(1/3/2025)
RR
Ohio
(1/3/2025)
RR
Oklahoma
(1/3/2025)
RR
Oregon
(1/3/2025)
RR
Pennsylvania
(1/3/2025)
RR
Rhode Island
(1/3/2025)
RR
South Carolina
(1/3/2025)
RR
South Dakota
(1/3/2025)
RR
Tennessee
(1/3/2025)
RR
Texas
(1/3/2025)
RR
Utah
(1/3/2025)
RR
Vermont
(1/3/2025)
RR
Virginia
(1/3/2025)
RR
Washington
(1/3/2025)
RR
West Virginia
(1/3/2025)
RR
Wisconsin
(1/3/2025)
RR
Wyoming
(1/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/1/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753
TEUFEL, FREDERICK CHARLESFINOP2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNEX CAPITAL, LLC

CRD#: 166316Torrence, CA 90503

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