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AS

Adam T. Silver

PLURAL BROKERAGE LLC
MIAMI BEACH, FL 33140
Some features on this profile are disabled
CRD#: 7880664
AS

Professional summary

Adam Thomas Silver is a registered financial professional currently at PLURAL BROKERAGE LLC located in Miami Beach, Florida.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2024. Adam has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Thomas Silver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2024 - Present

PLURAL BROKERAGE LLC

Office #1: 4180 Alton Road, Miami Beach, FL 33140
BD
CRD#: 312549
MIAMI BEACH, FL
Past

March 18, 2024 - July 25, 2024

FUNDOPOLIS SECURITIES, LLC

BD
CRD#: 304414
WINCHESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/29/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/5/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/18/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/14/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PB
PLURAL BROKERAGE LLC
NORTHSTAR FINANCIAL SERVICES | PLURAL BROKERAGE LLC | NORTHSTAR FINANCIAL SERVICES, LP

CRD#: 312549 / SEC#: , 8-70728

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4180 Alton Road, Miami Beach, FL 33140
Mailing Address
4180 Alton Road, Miami Beach, FL 33140
Phone number
(646) 522-6175
Established
Delaware since 01/15/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PLURAL CAPITAL HOLDINGS LLCSHAREHOLDER
KLEINER, JOELFINOP7450898
QUINN, MATTHEW SCOTTMANAGING DIRECTOR4945925
WISHNIVETSKI, ELICEO, CCO4424907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PLURAL BROKERAGE LLC

CRD#: 312549Miami Beach, FL 33140

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