Rickey V. Swafford
Professional summary
Rickey Vastal Swafford, who also goes by Rick V Swafford, Rickey Vestal Swafford, is a registered financial professional currently at DCF, LLC located in Chattanooga, Tennessee.
Rickey is registered as a RR (Registered Representative) and started their career in finance in 2025. Rickey has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rickey Vastal Swafford's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2025 - Present
DCF, LLC
Office #1: 629 Market Street Suite 120, Chattanooga, TN 37402State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 6/12/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DCF, LLC
CRD#: 149102 / SEC#: , 8-68111
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DCF, LLC
CRD#: 149102Chattanooga, TN 37402TRUST BUT VERIFY
Monitor Rickey Swafford
Get automatic monthly alerts on:
