SC
Sean Connor
BRIGHTTOWER SECURITIES LLC
New York, NY 10010
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CRD#: 7880302
SC
Professional summary
Sean Connor is a registered financial professional currently at BRIGHTTOWER SECURITIES LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2024. Sean has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sean Connor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2024 - Present
BRIGHTTOWER SECURITIES LLC
Office #1: 110 East 25th Str. 11th Floor, New York, NY, 10010BD
CRD#: 318266
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 4/8/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BRIGHTTOWER SECURITIES LLC
BRIGHTTOWER SECURITIES LLC
CRD#: 318266 / SEC#: , 8-70864
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
110 East 25th Street 11th Floor, New York, NY, 10010
Mailing Address
110 East 25th Street 11th Floor, New York, NY, 10010
Phone number
(212) 796-1531
Established
New York since 11/18/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Red Flags
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