Alex S. Knowles

CONNECT FINANCIAL ADVISORS

Logan, UT 84341

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CRD#: 7880138

Professional summary

Alex Stephen Knowles, who also goes by Alex Knowles, is a registered financial advisor currently at CONNECT FINANCIAL ADVISORS located in Logan, Utah.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Alex has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Knowles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Stephen Knowles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2025 - Present

CONNECT FINANCIAL ADVISORS

Office #1: 181 E 1600 N, Logan, UT 84341

RIA

CRD#: 321212

Logan, UT

Past

August 9, 2024 - August 1, 2025

ADAMS WEALTH ADVISORS

RIA

CRD#: 286087

LOGAN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(10/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2024

Uniform Investment Adviser Law Examination

Current Firm

CONNECT FINANCIAL ADVISORS

CONNECT FINANCIAL | SUMMIT GROUP WEALTH ADVISORS | CONNECT FINANCIAL, LLC | CONNECT FINANCIAL ADVISORS

CRD#: 321212 / SEC#:

California

Registered Investment Advisory firm - (10/27/2025 Approved)

Idaho

Registered Investment Advisory firm - (8/22/2022 Approved)

Utah

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

Providence, UT

Mailing Address

Phone number

(435) 713-4220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	799
AUM (Assets Under Management)	$ 58,635,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex S. Knowles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Stephen Knowles's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONNECT FINANCIAL ADVISORS

ADAMS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2024

Current Firm

CONNECT FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONNECT FINANCIAL ADVISORS

TRUST BUT VERIFY

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