DA
Douglas Allan
EAGLE STRATEGIES LLC
SANTA ROSA, CA 95401
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CRD#: 7878950
DA
Professional summary
Douglas Allan, who also goes by Douglas Carl Allan, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Santa Rosa, California and NYLIFE SECURITIES LLC located in Santa Rosa, California.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Douglas has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Douglas Carl Allan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[ Calistoga High School - Calistoga Joint Unified School District; 1520 Lake St, Calistoga, CA 94515; not an investment related business; entity has the sole purpose of educating school kids; parent volunteer who helps the engineering and entrepreneurship classes both in the classroom as a mentor and subject matter expert and outside the classroom helping to raise funds for the non-profit school district; start in August of 2023; 10 hours a month only during weeks/months when school is in session, 0 of those hours about one hour per week is during trading hours; I get paid $0 per year since I am a volunteer.] [Calistoga Theater Company; Theater group that puts on theater performances for the local community.; 1314 Spring St, St Helena, CA 94574; Start Date 09/2024; Role/Title: Actor; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours][Red-PA-1030 Fund I, a series of AngelList Funds 2024, LP; Investment fund to invest into a fusion energy startup called Pacific Fusion. Red-PA-1030 Fund I, a series of AngelList Funds 2024, LP, By: Fund GP, LLC its General Partner, By: Belltower Fund Group, Ltd., Agent; 119 S. Main St, Ste 220 Seattle WA 98104; Start Date 12/2024; Role/Title: Passive Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Allan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 149 Stony Circle Suite 200, Santa Rosa, CA 95401RIA
CRD#: 110826
SANTA ROSA, CA
Current
April 24, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 149 Stony Circle Suite 200, Santa Rosa, CA 95401BD
CRD#: 5167
Santa Rosa, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/9/2024)
IAR
California(7/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/23/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Santa Rosa, CA 95401TRUST BUT VERIFY
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