Adam N. Coleman

NECTARINE

Waxhaw, NC

Some features on this profile are disabled

CRD#: 7878651

Professional summary

Adam Nicholas Coleman is a registered financial advisor currently at NECTARINE located in Waxhaw, North Carolina.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Adam has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Loan Pronto investment-related 800 Westmere Ave. Suite 300, Charlotte, NC 28208 Mortgage Broker Mortgage Loan Originator 04/01/2023 120 hrs/month 80 hours/month during trading help clients with any mortgage needs for residential home purchases or refinances SmartPath Financial Education not investment-related 2451 Cumberland Pkwy SE, Suite 3608, Atlanta, GA 30339 Financial education company for employees of large corporations Remote Financial Coach 03/2024 20 hours/month all hours during trading Employers who hire SmartPath give their employees the option to schedule a call with a remote financial coach to answer a range of personal finance questions related to debt management, home ownership, college financial aid, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Nicholas Coleman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2024 - Present

NECTARINE

RIA

CRD#: 327155

Waxhaw, NC

Past

February 23, 2024 - April 2, 2024

CORE PLANNING

RIA

CRD#: 154660

Waxhaw, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NECTARINE

NECTARINE | NECTARINE, INC. | NECTARINE FINANCIAL, INC.

CRD#: 327155 / SEC#: 801-128604

RIA

Registered Investment Advisory firm - (8/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/10/2024)

IAR

Texas
(4/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2024

Uniform Investment Adviser Law Examination

Current Firm

NECTARINE

NECTARINE | NECTARINE, INC. | NECTARINE FINANCIAL, INC.

CRD#: 327155 / SEC#: 801-128604

RIA

Registered Investment Advisory firm - (8/21/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1650 Garnet Avenue #1090, San Diego, CA 92109

Mailing Address

Phone number

(858) 779-0115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-09-12 NECTARINE FORM ADV PART 2A (9/12/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam N. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Nicholas Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NECTARINE

CORE PLANNING

Primary Firm SEC Registration

NECTARINE

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2024

Current Firm

NECTARINE

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

NECTARINE

TRUST BUT VERIFY

Similar Advisors