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Hugh Lee Preas Iii

CRD# 7877907·Registered 2024 - 2026
Previously Registered: Being a previously registered professional could mean that Hugh is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hugh Lee Preas III, who also goes by Hugh Lee Preas, was a registered financial advisor. Hugh was a previously registered financial professional and started their career in finance 2024 - 2026. Hugh had worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hugh Lee Preas

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

CAPITAL CONNECT, LLC·CRD# 329399
BD
Vero Beach, FL
May 14, 2026 - October 1, 2026
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
May 29, 2025 - April 14, 2026
BRITEHORN SECURITIES·CRD# 36402
BD
Denver, CO
August 8, 2024 - May 22, 2025

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Current Firm

CC
CAPITAL CONNECT, LLC

CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: 8-71196
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

191 Silver Moss Drive, Vero Beach, FL 32963

Mailing Address

191 Silver Moss Drive, Vero Beach, FL 32963

Phone Number

(646) 265-2400

Established

Wyoming since 10/18/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
CARTER, ANA ROUMENOVACFO/FINOP4424794

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2023About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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