WD
William De La Cruz
DLC WEALTH MANAGEMENT
Andover, MA
Some features on this profile are disabled
CRD#: 7877899
WD
Professional summary
William De La Cruz is a registered financial advisor currently at DLC WEALTH MANAGEMENT located in Andover, Massachusetts.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Systems Operations Manager with Delta Air Lines. Spends 40 hours a week engaged in this activity; no all are during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view William De La Cruz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2024 - Present
DLC WEALTH MANAGEMENT
RIA
CRD#: 330170
Andover, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/2/2024)
IAR
Georgia(4/3/2024)
IAR
Massachusetts(7/29/2024)
Current Firm
DW
DLC WEALTH MANAGEMENT
DLC WEALTH MANAGEMENT | DLC WEALTH MANAGEMENT LLC
CRD#: 330170 / SEC#:
Florida
Registered Investment Advisory firm - (8/2/2024 Approved)Georgia
Registered Investment Advisory firm - (4/3/2024 Approved)Massachusetts
Registered Investment Advisory firm - (7/29/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Andover, MA
Mailing Address
28 Church St Suite 14 #5000, Winchester, MA 01890
Phone number
(678) 571-1547
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 1,935,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
