NB
Nicola J. Barton
FORTH CAPITAL (USA)
Houston, TX 77079
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CRD#: 7877896
NB
Professional summary
Nicola Jane Barton is a registered financial advisor currently at FORTH CAPITAL (USA), LLC located in Houston, Texas.
Nicola is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nicola has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicola Jane Barton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2024 - Present
FORTH CAPITAL (USA), LLC
Office #1: 11111 Katy Freeway Suite 910, Houston, TX 77079RIA
CRD#: 322623
Houston, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/11/2024)
IAR
Texas(4/11/2024)
Current Firm
FC
FORTH CAPITAL (USA), LLC
FORTH CAPITAL (USA) LLC | FORTH CAPITAL ADVISERS USA, LLC | FORTH CAPITAL ADVISERS USA | FORTH CAPITAL (USA), LLC
CRD#: 322623 / SEC#:
California
Registered Investment Advisory firm - (5/2/2023 Approved)Texas
Registered Investment Advisory firm - (1/23/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11111 Katy Freeway Suite 910, Houston, TX 77079
Mailing Address
Phone number
(346) 245-8824
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 9,546,884 |
Red Flags
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