Dana M. Carney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Marie Carney was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 2024. Dana had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2024 - August 2, 2024
RIVER CAPITAL ADVISORS, LC
State Registrations and Notice Filings
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Exams
Current Firm
RIVER CAPITAL ADVISORS, LC
CRD#: 133706 / SEC#: 801-64178
Contact information
Regulatory assets under management
| Total Number of Accounts | 666 |
| AUM (Assets Under Management) | $ 293,612,744 |
Red Flags
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