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TL

Travon Lucius

SPIDERROCK ADVISORS
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 7877269
TL

Professional summary

Travon Lucius is a registered financial advisor currently at SPIDERROCK ADVISORS, LLC located in Chicago, Illinois and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.

Travon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Travon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travon Lucius's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2026 - Present

SPIDERROCK ADVISORS, LLC

Office #1: 227 West Monroe Suite 4300, Chicago, IL 60606
RIA
CRD#: 171992
CHICAGO, IL
Current

December 12, 2025 - Present

BLACKROCK INVESTMENTS, LLC

Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606
BD
CRD#: 38642
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SPIDERROCK ADVISORS, LLC
SPIDERROCK ADVISORS, LLC

CRD#: 171992 / SEC#: 801-80178

RIA
Registered Investment Advisory firm - (8/20/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(4/14/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/14/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/10/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SPIDERROCK ADVISORS, LLC
SPIDERROCK ADVISORS, LLC

CRD#: 171992 / SEC#: 801-80178

RIA
Registered Investment Advisory firm - (8/20/2014 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
227 West Monroe Suite 4300, Chicago, IL 60606
Mailing Address
Phone number
(312) 847-0300
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SPIDERROCK ADVISORS FORM ADV PART 2A (1/2/2026)

Regulatory assets under management

Total Number of Accounts3,050
AUM (Assets Under Management)$ 5,979,259,343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPIDERROCK ADVISORS, LLC

CRD#: 171992Chicago, IL 60606

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