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CE

Cullen B. Ebert

AXIOM FINANCIAL STRATEGIES GROUP
NEW ALBANY, IN 47150
Some features on this profile are disabled
CRD#: 7877138
CE

Professional summary

Cullen Byrne Ebert is a registered financial advisor currently at AXIOM FINANCIAL STRATEGIES GROUP, LLC located in New Albany, Indiana and INTEGRITY ALLIANCE, LLC. located in New Albany, Indiana.

Cullen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Cullen has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cullen Ebert is dually registered with Lion Street Financial, LLC ("Lion Street") and Axiom Financial Strategies Group LLC ("Axiom"). Mr. Ebert has served as an investment advisor representative for Axiom and as a registered representative for Lion Street since June 2025. Business is conducted from 101 W. Spring Street, 5th Floor, New Albany, IN, 47150. Approximately 10% of Mr. Ebert's time is for services as a registered representative and the balance as an investment advisor representative. 2) Licensed insurance agent; Not investment-related; New Albany, IN, 47150; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours: Licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cullen Byrne Ebert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2025 - Present

AXIOM FINANCIAL STRATEGIES GROUP, LLC

Office #1: 101 W. Spring Street 5th Floor, New Albany, IN 47150
RIA
CRD#: 306618
NEW ALBANY, IN
Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 101 W Spring Street 5th Floor, New Albany, IN 47150
RIA
BD
CRD#: 139627
NEW ALBANY, IN
Past

September 23, 2025 - November 3, 2025

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
NEW ALBANY, IN
Past

December 4, 2024 - May 21, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Louisville, KY
Past

September 11, 2024 - May 21, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Louisville, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AXIOM FINANCIAL STRATEGIES GROUP, LLC
AXIOM FINANCIAL STRATEGIES GROUP, LLC

CRD#: 306618 / SEC#: 801-117878

RIA
Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Indiana
(6/20/2025)
RR
Indiana
(11/3/2025)
RR
Kentucky
(11/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/22/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/3/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AXIOM FINANCIAL STRATEGIES GROUP, LLC
AXIOM FINANCIAL STRATEGIES GROUP, LLC

CRD#: 306618 / SEC#: 801-117878

RIA
Registered Investment Advisory firm - (1/2/2020 Approved)
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Contact information

Main Address
101 W. Spring Street 5th Floor, New Albany, IN 47150
Mailing Address
Phone number
(812) 913-7701
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AXIOM WRAP BROCHURE 2022.06.13 (3/12/2025)
AXIOM ADV PART 2A 2022.06.13 (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,414
AUM (Assets Under Management)$ 372,850,842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AXIOM FINANCIAL STRATEGIES GROUP, LLC

CRD#: 306618New Albany, IN 47150

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