Karla A. Dominguez

WESTWOOD WEALTH MANAGEMENT

Houston, TX 77024

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CRD#: 7876961

Professional summary

Karla Alvarez Dominguez, who also goes by Karla Alvarez, is a registered financial advisor currently at WESTWOOD WEALTH MANAGEMENT located in Houston, Texas.

Karla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Karla has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karla Alvarez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karla Alvarez Dominguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2024 - Present

WESTWOOD WEALTH MANAGEMENT

Office #1: 10000 Memorial Drive, Suite #650, Houston, TX 77024

RIA

CRD#: 132162

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD WEALTH MANAGEMENT

MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C

CRD#: 132162 / SEC#: 801-63410

RIA

Registered Investment Advisory firm - (7/1/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2024

Uniform Investment Adviser Law Examination

Current Firm

WESTWOOD WEALTH MANAGEMENT

MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C

CRD#: 132162 / SEC#: 801-63410

RIA

Registered Investment Advisory firm - (7/1/2004 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD WEALTH MANAGEMENT FORM ADV PART 2A (PRIVATE EQUITY) (3/31/2025)

WESTWOOD ADVISORS FORM ADV PART 2A -WEALTHCOACH AND DIRECT ADVISORY (3/31/2025)

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 638,234,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karla A. Dominguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karla Alvarez Dominguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTWOOD WEALTH MANAGEMENT

Primary Firm SEC Registration

WESTWOOD WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2024

Current Firm

WESTWOOD WEALTH MANAGEMENT

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

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