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Maxwell A. Blumberg

CURRAN FINANCIAL PARTNERS
DANIEL ISLAND, SC 29492
Some features on this profile are disabled
CRD#: 7876523
MB

Professional summary

Maxwell Anton Blumberg is a registered financial advisor currently at CURRAN FINANCIAL PARTNERS, LLC located in Daniel Island, South Carolina.

Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Maxwell has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Anton Blumberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2025 - Present

CURRAN FINANCIAL PARTNERS, LLC

Office #1: 115 River Landing Dr Suite 200, Daniel Island, SC 29492
RIA
CRD#: 281943
DANIEL ISLAND, SC
Past

June 3, 2024 - February 13, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CURRAN FINANCIAL PARTNERS, LLC
CURRAN FINANCIAL PARTNERS, LLC | MOUNTAIN LAUREL INVESTMENT GROUP, LLC

CRD#: 281943 / SEC#: 801-119322

RIA
Registered Investment Advisory firm - (8/20/2020 Approved)
Georgia
Registered Investment Advisory firm - (11/2/2020 Terminated)
North Carolina
Registered Investment Advisory firm - (8/31/2020 Terminated)
South Carolina
Registered Investment Advisory firm - (8/29/2020 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(4/14/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/14/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/25/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 6/3/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/13/2024
Securities Industry Essentials Examination

Current Firm

CF
CURRAN FINANCIAL PARTNERS, LLC
CURRAN FINANCIAL PARTNERS, LLC | MOUNTAIN LAUREL INVESTMENT GROUP, LLC

CRD#: 281943 / SEC#: 801-119322

RIA
Registered Investment Advisory firm - (8/20/2020 Approved)
Georgia
Registered Investment Advisory firm - (11/2/2020 Terminated)
North Carolina
Registered Investment Advisory firm - (8/31/2020 Terminated)
South Carolina
Registered Investment Advisory firm - (8/29/2020 Terminated)
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Contact information

Main Address
115 River Landing Dr Suite 200, Daniel Island, SC 29492
Mailing Address
Phone number
(843) 300-1182
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts3,590
AUM (Assets Under Management)$ 592,868,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURRAN FINANCIAL PARTNERS, LLC

CRD#: 281943Daniel Island, SC 29492

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