Josef Weiser

LPL FINANCIAL LLC

BRENHAM, TX · CRD#

OSAIC WEALTH, INC.

HELENA, MT · CRD#

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years registered in the securities industry

Current & Past Employments

Current

PNC WEALTH MANAGEMENT LLCCurrent·CRD# 129052

RIA

BD

Elkton, MD

February 20, 2026 - Present

PNC WEALTH MANAGEMENT LLCCurrent·CRD# 129052

RIA

BD

249 Fifth Avenue Floor 29, Pittsburgh, PA 15222

February 20, 2026 - Present

Past

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

RIA

Charlotte, NC

February 1, 2025 - December 1, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

BD

Charlotte, NC

January 22, 2025 - December 1, 2025

VANGUARD MARKETING CORPORATIONPast·CRD# 7452

BD

Charlotte, NC

April 30, 2024 - December 31, 2024

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

PW

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722

Mailing Address

1900 E. 9th Street 17th Floor, Cleveland, OH 44114

Phone Number

(800) 762-6111

Established

Delaware since 09/17/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

1,713

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

PORTFOLIO SOLUTIONS STRATEGIST (9/8/2026)

PORTFOLIO SOLUTIONS STRATEGIST DIGITAL OFFERING (6/30/2026)

PNC DIRECTIONS (3/31/2026)

CAPITAL DIRECTIONS (3/31/2026)

CAPITAL DIRECTIONS ANNUITIES (3/31/2026)

GUIDED SOLUTIONS (3/31/2026)

PORTFOLIO SOLUTIONS (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
PNC BANK, NATIONAL ASSOCIATION	PARENT	—
FLYNN, SEAN	CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS	2790159
GUERRINI, RICHARD ROBERT	PRESIDENT, CEO, BOARD OF MANAGERS	1990015
HOLODINSKI, JOHN PAUL	BOARD OF MANAGERS	2494707
MITCHELL, JESSICA	BOARD OF MANAGERS	6624246
RAMOS, REGIS RESENDE	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP	5205169
RICHARDSON, MARGARET MARY	CHIEF OPERATING OFFICER/BOARD OF MANAGERS	6002933
RODGERS, STEPHANIE ELIZABETH	BOARD OF MANAGERS & SECRETARY	6004741
SANTILLO, ROBERT WILSON	BOARD OF MANAGERS	5379581
THOMPSON, LEIGH CHASE	CHIEF LEGAL OFFICER	6534162
WEIDNER, KIMBERLY LYNN	CHIEF RISK OFFICER & BOARD OF MANAGERS	4080314

Regulatory Assets Under Management

Total Number of Accounts

164,103

AUM (Assets Under Management)

$30,273,072,662

Disclosures

Regulatory Event

13

Arbitration

6

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/08/2026	Cover Page	Report
10/28/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*2424262, Entity Type: For Profit, Name of OBA: Pulse Consulting Strategies LLC, Address: Mooresville, North Carolina, 28117, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 8/1/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Looking to Start a business that would operate on evenings and weekends, tying into my roots in the restaurant industry. Focusing on providing small/local restaurants with detailed secret shopper services, to help owners get real feedback from a customer perspective. Eventually including the possibility of mock health inspections to assist those businesses with staying up to code.

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