Andrew K. Wong

FINCOP FINANCIAL PLANNING

Dublin, CA 94568

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CRD#: 7876062

Professional summary

Andrew Kevin Wong, who also goes by Andrew Wong, is a registered financial advisor currently at FINCOP FINANCIAL PLANNING located in Dublin, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Andrew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Wong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently an employee of the City of Mountain View. This is not investment-related. The address is 500 Castro Street, Mountain View, CA 94041. My title and position is police officer. I have been employed with them since July 2007. I devote approximately 160 hours per month to this business, but only approximately 35 per month are during securities trading hours. My duties include providing law enforcement services to the community.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Kevin Wong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2024 - Present

FINCOP FINANCIAL PLANNING

Office #1: 4513 Pietro Place, Dublin, CA 94568

RIA

CRD#: 330320

Dublin, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2023

Uniform Investment Adviser Law Examination

Current Firm

FINCOP FINANCIAL PLANNING

FINCOP FINANCIAL PLANNING | WONG, ANDREW

CRD#: 330320 / SEC#:

California

Registered Investment Advisory firm - (3/27/2024 Approved)

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Contact information

Main Address

4513 Pietro Place, Dublin, CA 94568

Mailing Address

Phone number

(510) 579-9389

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew K. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Kevin Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINCOP FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2023

Current Firm

FINCOP FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

FINCOP FINANCIAL PLANNING

TRUST BUT VERIFY

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