Brian J. Padden
Professional summary
Brian Joseph Padden, who also goes by Brian Padden, is a registered financial advisor currently at PADDEN FINANCIAL PLANNING LLC located in Chicago, Illinois.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Brian has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Joseph Padden's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2024 - Present
PADDEN FINANCIAL PLANNING LLC
November 14, 2024 - December 16, 2024
LPL ENTERPRISE, LLC
November 14, 2024 - December 16, 2024
LPL ENTERPRISE, LLC
July 5, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
April 5, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/6/2024)
Exams
Series 7TO
Date: 4/5/2024
General Securities Representative ExaminationCurrent Firm
PADDEN FINANCIAL PLANNING LLC
CRD#: 166611 / SEC#:
Contact information
Red Flags
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