Benjamin F. Graziani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Frederic Graziani, who also goes by Ben Graziani, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2024. Benjamin had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2024 - February 18, 2025
COPIA WEALTH MANAGEMENT
Primary Firm SEC Registration
COPIA WEALTH MANAGEMENT
CRD#: 281873 / SEC#: 801-131499
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
COPIA WEALTH MANAGEMENT
CRD#: 281873 / SEC#: 801-131499
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 757 |
| AUM (Assets Under Management) | $ 122,808,687 |
Red Flags
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