KT
Kenny Tam
KBS CAPITAL MARKETS GROUP LLC
Newport Beach, CA 92660
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CRD#: 7872457
KT
Professional summary
Kenny Tam is a registered financial professional currently at KBS CAPITAL MARKETS GROUP LLC located in Newport Beach, California.
Kenny is registered as a RR (Registered Representative) and started their career in finance in 2024. Kenny has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kenny Tam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2024 - Present
KBS CAPITAL MARKETS GROUP LLC
Office #1: 800 Newport Center Drive Suite 600, Newport Beach, CA 92660BD
CRD#: 132299
Newport Beach, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KC
KBS CAPITAL MARKETS GROUP LLC
KBS CAPITAL MARKETS GROUP LLC | MPARTNERS SECURITIES, LLC
CRD#: 132299 / SEC#: , 8-66581
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
800 Newport Center Drive Suite 600, Newport Beach, CA 92660
Mailing Address
800 Newport Center Drive Suite 600, Newport Beach, CA 92660
Phone number
(949) 717-6200
Established
California since 04/26/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
