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Alexander M. Day

HEADLAND CAPITAL
MT. PLEASANT, SC 29464
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CRD#: 7872086
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Professional summary


Alexander Michael Day, who also goes by Alex Day, Zander Day, is a registered financial advisor currently at HEADLAND CAPITAL located in Mt. Pleasant, South Carolina and LPL FINANCIAL LLC located in Mt. Pleasant, South Carolina.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Alexander has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Alex Day | Zander Day

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 08/12/2025 / Uber Eats / Outside/W-2 Employment / Not Investment Related / Charleston, SC / Start date: 08/01/2022 2- 08/12/2025 / Coastal Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - Start date: 08/06/2025 3. 09/19/2025 - Headland Capital - Registered Investment Advisor Hybrid - Investment Related - At reported business location(s) - Start date: 08/06/2025 - 120hrs/mnth 4 hr during Trading. I provide administrative support to Headland Capital, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Alexander Michael Day's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 6, 2025 - Present

HEADLAND CAPITAL

Office #1: 300 West Coleman Blvd. Suite 204, Mt. Pleasant, SC 29464
RIA
CRD#: 332277
MT. PLEASANT, SC
Current

August 12, 2025 - Present

LPL FINANCIAL LLC

Office #1: 300 W Coleman Blvd Ste 204, Mt. Pleasant, SC 29464
RIA
BD
CRD#: 6413
Mt. Pleasant, SC
Past

June 5, 2024 - January 21, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Summerville, SC

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HEADLAND CAPITAL
BARNETT WEALTH ADVISORS, LLC | UPCHURCH & CORN ADVISORS, LLC | HEADLAND CAPITAL, LLC | HEADLAND CAPITAL | COASTAL WEALTH MANAGEMENT, LLC

CRD#: 332277 / SEC#: 801-130923

RIA
Registered Investment Advisory firm - (9/24/2024 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
South Carolina
(8/12/2025)
IAR
South Carolina
(9/6/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/6/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2024
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HC
HEADLAND CAPITAL
BARNETT WEALTH ADVISORS, LLC | UPCHURCH & CORN ADVISORS, LLC | HEADLAND CAPITAL, LLC | HEADLAND CAPITAL | COASTAL WEALTH MANAGEMENT, LLC

CRD#: 332277 / SEC#: 801-130923

RIA
Registered Investment Advisory firm - (9/24/2024 Approved)
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Contact information


Main Address
300 West Coleman Blvd. Suite 204, Mt. Pleasant, SC 29464
Mailing Address
Phone number
(843) 388-4300
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HEADLAND CAPITAL, LLC ADV PART 2A - 7.23.25 (7/24/2025)

Regulatory assets under management


Total Number of Accounts1,509
AUM (Assets Under Management)$ 403,025,177

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HEADLAND CAPITAL

CRD#: 332277Mt. Pleasant, SC 29464

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