MC
Matthew R. Cairo
J. W. COLE ADVISORS
San Diego, CA
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CRD#: 7871119
MC
Professional summary
Matthew Richard Cairo is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in San Diego, California and J.W. COLE FINANCIAL, INC. located in San Marcos, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Matthew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) O'Carroll Financial Planning; DBA; Investment Related; 1786 Savannah Way, San Marco CA 92069; Financial Planner; Financial Planning Duties, Business Management, Operation, Administration; Start 6/2/25; 1604 hours/month, 160 hours/month during trading. (2) POA, Successor Trustee, executor for Mother; Not investment related (3) DPOA, Successor Trustee, executor for Father; Not investment related (4) Successor Trustee for Grandfather; Not investment related (5) POA for Brother; Not investment related (6) POA for Spouse; Not investment related (7) DPOA, Health and Finance for Amber D Acosta; Investment related; 10309 Azuaga Street, Unit 36, San Diego, CA; DPOA; DPOA; Start 8/12/2025; 0 hours/month during trading. (8) DPOA, Health and Finance for Zachary A Cairo; Investment related 10309 Azuaga Street, Unit 36, San Diego, CA; DPOA; DPOA; Start 8/1/2025; 0 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Richard Cairo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2024 - Present
J. W. COLE ADVISORS, INC.
Office #2: 1786 Savannah Way, San Marcos, CA 92069RIA
CRD#: 112294
San Diego, CA
Current
May 30, 2024 - Present
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
SAN MARCOS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/23/2024)
RR
California(6/21/2024)
IAR
California(6/21/2024)
RR
Florida(10/23/2024)
RR
Idaho(1/21/2025)
RR
Michigan(10/23/2024)
RR
Nevada(10/23/2024)
RR
New Hampshire(10/22/2024)
RR
New York(10/23/2024)
RR
Oregon(10/23/2024)
RR
Texas(10/23/2024)
RR
Virginia(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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