Laura A. Collins

FIRST FIDUCIARY INVESTMENT COUNSEL

CLEVELAND, OH 44131

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CRD#: 7869044

Professional summary

Laura Ann Collins, who also goes by Laura Ann Wendorff, is a registered financial advisor currently at FIRST FIDUCIARY INVESTMENT COUNSEL INC located in Cleveland, Ohio.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Laura has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Ann Wendorff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2024 - Present

FIRST FIDUCIARY INVESTMENT COUNSEL INC

Office #1: 6100 Oak Tree Blvd. Suite 185, Cleveland, OH 44131

RIA

CRD#: 111144

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST FIDUCIARY INVESTMENT COUNSEL INC

CRD#: 111144 / SEC#: 801-11685

RIA

Registered Investment Advisory firm - (7/1/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2023

Uniform Investment Adviser Law Examination

Current Firm

FIRST FIDUCIARY INVESTMENT COUNSEL INC

CRD#: 111144 / SEC#: 801-11685

RIA

Registered Investment Advisory firm - (7/1/1976 Approved)

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Contact information

Main Address

6100 Oak Tree Blvd. Suite 185, Cleveland, OH 44131

Mailing Address

Phone number

(216) 643-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST FIDUCIARY INVESTMENT COUNSEL FORM ADV PART 2A+2B DTD 02-01-2025 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 536,968,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura A. Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST FIDUCIARY INVESTMENT COUNSEL INC

Primary Firm SEC Registration

FIRST FIDUCIARY INVESTMENT COUNSEL INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2023

Current Firm

FIRST FIDUCIARY INVESTMENT COUNSEL INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST FIDUCIARY INVESTMENT COUNSEL INC

TRUST BUT VERIFY

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