RR
Reese Rifredi
KANE INVESTMENT MANAGEMENT
Los Gatos, CA 95032
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CRD#: 7867565
RR
Professional summary
Reese Rifredi is a registered financial advisor currently at KANE INVESTMENT MANAGEMENT, INC. located in Los Gatos, California.
Reese is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Reese has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Reese Rifredi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2024 - Present
KANE INVESTMENT MANAGEMENT, INC.
Office #1: 15466 Los Gatos Blvd. Suite 213, Los Gatos, CA 95032RIA
CRD#: 127337
Los Gatos, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KANE INVESTMENT MANAGEMENT, INC.
DENNIS MICHAEL KANE | THE KANE GROUP | KANE, D. MICHAEL | KANE, D. (DENNIS) MICHAEL | KANE INVESTMENT MANAGEMENT, INC. | KANE FINANCIAL SERVICES
CRD#: 127337 / SEC#: 801-121604
RIA
Registered Investment Advisory firm - (6/29/2021 Approved)California
Registered Investment Advisory firm - (8/19/2021 Terminated)Texas
Registered Investment Advisory firm - (7/20/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/6/2024)
Current Firm
KI
KANE INVESTMENT MANAGEMENT, INC.
DENNIS MICHAEL KANE | THE KANE GROUP | KANE, D. MICHAEL | KANE, D. (DENNIS) MICHAEL | KANE INVESTMENT MANAGEMENT, INC. | KANE FINANCIAL SERVICES
CRD#: 127337 / SEC#: 801-121604
RIA
Registered Investment Advisory firm - (6/29/2021 Approved)California
Registered Investment Advisory firm - (8/19/2021 Terminated)Texas
Registered Investment Advisory firm - (7/20/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15466 Los Gatos Blvd. Suite 213, Los Gatos, CA 95032
Mailing Address
Phone number
(408) 358-5263
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 459 |
| AUM (Assets Under Management) | $ 220,633,006 |
Red Flags
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Company Information
KANE INVESTMENT MANAGEMENT, INC.
CRD#: 127337Los Gatos, CA 95032TRUST BUT VERIFY
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