Kristopher J. Gallow

GHOST STRATEGIES LLC

San Antonio, TX

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CRD#: 7866140

Professional summary

Kristopher John Gallow, who also goes by Kris Gallow, Kristopher Gallow, is a registered financial advisor currently at GHOST STRATEGIES LLC located in San Antonio, Texas.

Kristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Kristopher has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kris Gallow | Kristopher Gallow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Toast Inc., Software company, non investment related, 401 Park Drive, Suite 801, Boston, MA 02215, Operations Specialist, December 2021, 25-30 hours per week, 25-30 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher John Gallow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2024 - Present

GHOST STRATEGIES LLC

RIA

CRD#: 329834

San Antonio, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2023

Uniform Investment Adviser Law Examination

Current Firm

GHOST STRATEGIES LLC

CRD#: 329834 / SEC#:

Texas

Registered Investment Advisory firm - (3/28/2024 Approved)

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Contact information

Main Address

San Antonio, TX

Mailing Address

Phone number

(210) 835-4535

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 1,075,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristopher J. Gallow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher John Gallow's CRS (Customer Relationship Summary).

Certified licenses

Experience

GHOST STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2023

Current Firm

GHOST STRATEGIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GHOST STRATEGIES LLC

TRUST BUT VERIFY

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