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AS

Andrew Seter

STRATEGIC WEALTH INVESTMENT GROUP
Denver, CO 80237
Some features on this profile are disabled
CRD#: 7864934
AS

Professional summary

Andrew Seter, who also goes by Andy Seter, is a registered financial advisor currently at STRATEGIC WEALTH INVESTMENT GROUP, LLC located in Denver, Colorado.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Andrew has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andy Seter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Seter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2025 - Present

STRATEGIC WEALTH INVESTMENT GROUP, LLC

Office #1: 4600 S Syracuse St Ste 650, Denver, CO 80237
RIA
CRD#: 165474
Denver, CO
Past

January 2, 2025 - January 31, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Greenwood Village, CO
Past

August 29, 2024 - January 31, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Greenwood Village, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC

CRD#: 165474 / SEC#: 801-117642

RIA
Registered Investment Advisory firm - (11/14/2019 Approved)
Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)
Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(2/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/19/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/6/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 8/28/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/30/2024
Securities Industry Essentials Examination

Current Firm

SW
STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC

CRD#: 165474 / SEC#: 801-117642

RIA
Registered Investment Advisory firm - (11/14/2019 Approved)
Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)
Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)
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Contact information

Main Address
Louisville, KY
Mailing Address
Phone number
(502) 412-3354
Established
Firm type
Fiscal year end
# of Employees
88

SEC notice filing (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/30/2025)

Regulatory assets under management

Total Number of Accounts7,626
AUM (Assets Under Management)$ 1,110,956,980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC WEALTH INVESTMENT GROUP, LLC

CRD#: 165474Denver, CO 80237

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