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SG

Samuel J. Graff

RISE NORTH CAPITAL INVESTMENT ADVISORS
BRAINTREE, MA 02184
CRD#: 7864110
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SG
Samuel Joshua GraffRISE NORTH CAPITAL INVESTMENT ADVISORS

Professional summary

Samuel Joshua Graff is a registered financial advisor currently at RISE NORTH CAPITAL INVESTMENT ADVISORS located in Braintree, Massachusetts.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Samuel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Joshua Graff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2025 - Present

RISE NORTH CAPITAL INVESTMENT ADVISORS

Office #1: 25 Braintree Hill Office Park, Braintree, MA 02184
RIA
CRD#: 336740
BRAINTREE, MA
Past

August 1, 2025 - March 4, 2026

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA
CRD#: 175083
Braintree, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(12/16/2025)
IAR
New Hampshire
(12/9/2025)
IAR
Texas
(12/9/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/30/2025
Uniform Investment Adviser Law Examination

Current Firm

RN
RISE NORTH CAPITAL INVESTMENT ADVISORS
RISE NORTH CAPITAL INVESTMENT ADVISOR | RNC RIA LLC DBA RISE NORTH CAPITAL INVESTMENT ADVISOR | RNC RIA LLC | RISE NORTH CAPITAL INVESTMENT ADVISORS

CRD#: 336740 / SEC#: 801-134746

RIA
Registered Investment Advisory firm - (12/8/2025 120-Day Approval)
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Contact information

Main Address
25 Braintree Hill Office Park, Braintree, MA 02184
Mailing Address
Phone number
(781) 519-6969
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B (1/7/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RISE NORTH CAPITAL INVESTMENT ADVISORS

CRD#: 336740Braintree, MA 02184

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