TB
Trevor M. Bergin
J. W. COLE ADVISORS
Boerne, TX 78006
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CRD#: 7863966
TB
Professional summary
Trevor Michael Bergin is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Boerne, Texas.
Trevor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Trevor has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Bergin Investment Management LLC; DBA; 904 S. Main Street, Boerne, TX 78006; Investment Related; Assistant; Scheduling client meetings, preparation for client meetings and generating reports; Start 2/1/2024; 160 hours/month, 160 hours/month during trading. (2) Life Insurance and Fixed Annuity; 27606 Autumn Terrace, Boerne, TX 78006; Not investment related; Insurance Agent; Prospecting, presenting and selling insurance products; Start 2/1/2024. (3) Bergin Financial Group, Inc.; PO Box 2395, Boeme, TX 78006; Not investment related; Life Insurance, Fixed Annuity and Long Term Care; President/Agent; Sales and service of life insurance, fixed annuities and long term care; Start 7/1/2024; 40 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Trevor Michael Bergin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2024 - Present
J. W. COLE ADVISORS, INC.
Office #1: 904 S. Main Street, Boerne, TX 78006RIA
CRD#: 112294
Boerne, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/16/2024)
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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