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EG

Emerson D. Grovender

SUMMIT INVESTMENT ADVISORY SERVICES
Roseville, MN 55113
Some features on this profile are disabled
CRD#: 7862554
EG

Professional summary

Emerson D Grovender, who also goes by Emerson Dronen, Emmy Dronen, Emerson Grovender, Emmy Grovender, is a registered financial advisor currently at SUMMIT INVESTMENT ADVISORY SERVICES located in Roseville, Minnesota and LPL FINANCIAL LLC located in Roseville, Minnesota.

Emerson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Emerson has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Emerson Dronen | Emmy Dronen | Emerson Grovender | Emmy Grovender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emerson D Grovender's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2025 - Present

SUMMIT INVESTMENT ADVISORY SERVICES

Office #1: 3065 Center Pointe Drive Suite 2, Roseville, MN 55113
RIA
CRD#: 168594
Roseville, MN
Current

August 30, 2024 - Present

LPL FINANCIAL LLC

Office #1: 3065 Centre Pointe Dr Ste 2, Roseville, MN 55113-1118
RIA
BD
CRD#: 6413
Roseville, MN
Past

April 29, 2025 - October 2, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SUMMIT INVESTMENT ADVISORY SERVICES
MCDERMOTT, SEAN P | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | SUMMIT INVESTMENT ADVISORY SERVICES, INC. | SUMMIT INVESTMENT ADVISORY SERVICES | SUMMIT INVESTMENT ADVISORS

CRD#: 168594 / SEC#: 801-110650

RIA
Registered Investment Advisory firm - (6/9/2017 Approved)
Florida
Registered Investment Advisory firm - (12/21/2017 Terminated)
Minnesota
Registered Investment Advisory firm - (12/21/2017 Terminated)
Wisconsin
Registered Investment Advisory firm - (12/21/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(4/29/2025)
IAR
Minnesota
(9/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/28/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SI
SUMMIT INVESTMENT ADVISORY SERVICES
MCDERMOTT, SEAN P | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | SUMMIT INVESTMENT ADVISORY SERVICES, INC. | SUMMIT INVESTMENT ADVISORY SERVICES | SUMMIT INVESTMENT ADVISORS

CRD#: 168594 / SEC#: 801-110650

RIA
Registered Investment Advisory firm - (6/9/2017 Approved)
Florida
Registered Investment Advisory firm - (12/21/2017 Terminated)
Minnesota
Registered Investment Advisory firm - (12/21/2017 Terminated)
Wisconsin
Registered Investment Advisory firm - (12/21/2017 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3065 Center Pointe Drive Suite 2, Roseville, MN 55113
Mailing Address
Phone number
(651) 490-2939
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV APPENDIX - WRAP FEE BROCHURE (2/17/2026)
ADV PART 2A - SUMMIT INVESTMENT ADVISORS (2/17/2026)

Regulatory assets under management

Total Number of Accounts2,466
AUM (Assets Under Management)$ 745,821,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT INVESTMENT ADVISORY SERVICES

CRD#: 168594Roseville, MN 55113

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