Charlotte A. Leon

TRUENORTH WEALTH ADVISORS

Seattle, WA 98101

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CRD#: 7861693

Professional summary

Charlotte Appleford Leon is a registered financial advisor currently at TRUENORTH WEALTH ADVISORS located in Seattle, Washington.

Charlotte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Charlotte has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Appleford Leon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2024 - Present

TRUENORTH WEALTH ADVISORS

Office #1: 1200 Fifth Avenue, Suite 1810, Seattle, WA 98101

RIA

CRD#: 118273

Seattle, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUENORTH WEALTH ADVISORS

TRUENORTH FINANCIAL SERVICES, LLC | TRUENORTH WEALTH ADVISORS

CRD#: 118273 / SEC#: 801-116702

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (7/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2017 Terminated)

Washington

Registered Investment Advisory firm - (6/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TRUENORTH WEALTH ADVISORS

TRUENORTH FINANCIAL SERVICES, LLC | TRUENORTH WEALTH ADVISORS

CRD#: 118273 / SEC#: 801-116702

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (7/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2017 Terminated)

Washington

Registered Investment Advisory firm - (6/13/2019 Terminated)

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Contact information

Main Address

1200 Fifth Avenue, Suite 1810, Seattle, WA 98101

Mailing Address

Phone number

(206) 652-4314

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (9/16/2025)

Regulatory assets under management

Total Number of Accounts	568
AUM (Assets Under Management)	$ 268,609,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charlotte A. Leon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Appleford Leon's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUENORTH WEALTH ADVISORS

Primary Firm SEC Registration

TRUENORTH WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

TRUENORTH WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUENORTH WEALTH ADVISORS

TRUST BUT VERIFY

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