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SG

Samuel J. Gerry

GOLDSTONE FINANCIAL GROUP
Oakbrook Terrace, IL 60181
CRD#: 7861638
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SG
Samuel Joshua GerryGOLDSTONE FINANCIAL GROUP

Professional summary

Samuel Joshua Gerry, who also goes by Sam Gerry, is a registered financial advisor currently at GOLDSTONE FINANCIAL GROUP, LLC located in Oakbrook Terrace, Illinois.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Samuel has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sam Gerry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Joshua Gerry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2026 - Present

GOLDSTONE FINANCIAL GROUP, LLC

Office #1: 18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181
RIA
CRD#: 222520
Oakbrook Terrace, IL
Past

February 3, 2025 - February 13, 2026

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
Chicago, IL
Past

February 16, 2024 - January 31, 2025

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GOLDSTONE FINANCIAL GROUP, LLC
GOLDSTONE FINANCIAL GROUP, LLC

CRD#: 222520 / SEC#: 801-99350

RIA
Registered Investment Advisory firm - (6/5/2015 Approved)
Illinois
Registered Investment Advisory firm - (1/20/2016 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/25/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/23/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/28/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/20/2023
Securities Industry Essentials Examination

Current Firm

GF
GOLDSTONE FINANCIAL GROUP, LLC
GOLDSTONE FINANCIAL GROUP, LLC

CRD#: 222520 / SEC#: 801-99350

RIA
Registered Investment Advisory firm - (6/5/2015 Approved)
Illinois
Registered Investment Advisory firm - (1/20/2016 Terminated)
Loading...

Contact information

Main Address
18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181
Mailing Address
Phone number
(630) 620-9300
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A-GOLDSTONE FINANCIAL GROUP, LLC (12/16/2025)
GOLDSTONE FINANCIAL GROUP, LLC WRAP FEE PROGRAM (3/31/2025)

Regulatory assets under management

Total Number of Accounts4,083
AUM (Assets Under Management)$ 917,456,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOLDSTONE FINANCIAL GROUP, LLC

CRD#: 222520Oakbrook Terrace, IL 60181

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