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JB

John D. Booth

BANCROFT BOOTH CAPITAL ADVISORS
Dallas, TX
Some features on this profile are disabled
CRD#: 7861572
JB

Professional summary

John David Winston Booth IV, who also goes by John Winston Booth, is a registered financial advisor currently at BANCROFT BOOTH CAPITAL ADVISORS located in Dallas, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. John has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Winston Booth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Winston Booth IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 12, 2025 - Present

BANCROFT BOOTH CAPITAL ADVISORS

RIA
CRD#: 335113
Dallas, TX
Past

September 24, 2024 - March 6, 2025

MWA FINANCIAL SERVICES INC.

RIA
CRD#: 112630
Royse City, TX
Past

July 18, 2024 - March 6, 2025

MWA FINANCIAL SERVICES INC.

BD
CRD#: 112630
Royse City, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/3/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/18/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/9/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/3/2024
General Securities Principal Examination

Current Firm

BB
BANCROFT BOOTH CAPITAL ADVISORS
BANCROFT BOOTH CAPITAL ADVISORS | JOHN WINSTON BOOTH | BANCROFT SERVICES

CRD#: 335113 / SEC#:

Texas
Registered Investment Advisory firm - (9/12/2025 Approved)
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Contact information

Main Address
Dallas, TX
Mailing Address
Phone number
(214) 418-5673
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANCROFT BOOTH CAPITAL ADVISORS

CRD#: 335113Dallas, TX

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