Noah Wood

APEX STRATEGIC WEALTH

CHATTANOOGA, TN 37409

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CRD#: 7861406

Professional summary

Noah Wood is a registered financial advisor currently at APEX STRATEGIC WEALTH, LLC located in Chattanooga, Tennessee and LPL FINANCIAL LLC located in Cleveland, Tennessee.

Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Noah has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)03/25/2024 - Solomon Wood LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 160 Hr/Mth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Wood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2024 - Present

APEX STRATEGIC WEALTH, LLC

Office #1: 3800 St. Elmo Ave. Suite 305, Chattanooga, TN 37409

RIA

CRD#: 308569

CHATTANOOGA, TN

Current

August 13, 2024 - Present

LPL FINANCIAL LLC

Office #1: 70 1st St Ne, Cleveland, TN 37311Office #2: 3800 Saint Elmo Ave Ste 305, Chattanooga, TN 37409

RIA

CRD#: 6413

Cleveland, TN

Past

August 14, 2024 - September 12, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEX STRATEGIC WEALTH, LLC

APEX STRATEGIC WEALTH, LLC | SOLOMONWOOD, LLC | BRIDGETOWN INVESTMENT COUNSEL

CRD#: 308569 / SEC#: 801-118732

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(8/14/2024)

IAR

Tennessee
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/6/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/25/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/12/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

APEX STRATEGIC WEALTH, LLC

APEX STRATEGIC WEALTH, LLC | SOLOMONWOOD, LLC | BRIDGETOWN INVESTMENT COUNSEL

CRD#: 308569 / SEC#: 801-118732

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

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Contact information

Main Address

3800 St. Elmo Ave. Suite 305, Chattanooga, TN 37409

Mailing Address

Phone number

(423) 267-0046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APEX STRATEGIC WEALTH ADV PART 2A (5/29/2025)

APEX STRATEGIC WEALTH ADV PART 2, APPENDIX 1 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	1,331
AUM (Assets Under Management)	$ 227,271,694

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Noah Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Wood's CRS (Customer Relationship Summary).

Certified licenses

Experience

APEX STRATEGIC WEALTH, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

APEX STRATEGIC WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/6/2024

Series 7TO

Date: 4/25/2024

SIE

Date: 3/12/2024

FINRA

Current Firm

APEX STRATEGIC WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEX STRATEGIC WEALTH, LLC

TRUST BUT VERIFY

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