JS
John M. Sessa
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED
BOCA RATON, FL 33498
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CRD#: 7861126
JS
Professional summary
John Michael Sessa is a registered financial advisor currently at FINANCIAL TRUST ASSET MANAGEMENT CHARTERED located in Boca Raton, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Sessa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2024 - Present
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED
Office #1: 10055 Yamato Road Suite 103, Boca Raton, FL 33498RIA
CRD#: 108998
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED
FINANCIAL TRUST ASSET MANAGEMENT | HUESTON FINANCIAL SERVICES | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED
CRD#: 108998 / SEC#: 801-132258
RIA
Registered Investment Advisory firm - (3/31/2025 Approved)Florida
Registered Investment Advisory firm - (4/7/2025 Terminated)Illinois
Registered Investment Advisory firm - (5/2/2014 Terminated)Louisiana
Registered Investment Advisory firm - (4/7/2025 Terminated)New York
Registered Investment Advisory firm - (4/7/2025 Terminated)North Carolina
Registered Investment Advisory firm - (4/24/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/27/2024)
Current Firm
FT
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED
FINANCIAL TRUST ASSET MANAGEMENT | HUESTON FINANCIAL SERVICES | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED
CRD#: 108998 / SEC#: 801-132258
RIA
Registered Investment Advisory firm - (3/31/2025 Approved)Florida
Registered Investment Advisory firm - (4/7/2025 Terminated)Illinois
Registered Investment Advisory firm - (5/2/2014 Terminated)Louisiana
Registered Investment Advisory firm - (4/7/2025 Terminated)New York
Registered Investment Advisory firm - (4/7/2025 Terminated)North Carolina
Registered Investment Advisory firm - (4/24/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10055 Yamato Road Suite 103, Boca Raton, FL 33498-6102
Mailing Address
Phone number
(561) 391-8188
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 416 |
| AUM (Assets Under Management) | $ 115,310,077 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED
CRD#: 108998Boca Raton, FL 33498TRUST BUT VERIFY
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