MP
Michael Percy
PUBLIC ADVISORS LLC
Denver, CO
Some features on this profile are disabled
CRD#: 7860724
MP
Professional summary
Michael Percy is a registered financial advisor currently at PUBLIC ADVISORS LLC located in Denver, Colorado and OPEN TO THE PUBLIC INVESTING, INC. located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Percy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2026 - Present
PUBLIC ADVISORS LLC
RIA
CRD#: 318234
Denver, CO
Current
January 6, 2026 - Present
OPEN TO THE PUBLIC INVESTING, INC.
Office #1: 530 Broadway 4th Floor, New York, NY 10012BD
CRD#: 127818
NEW YORK, NY
Past
March 31, 2025 - January 6, 2026
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DENVER, CO
Past
June 4, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
April 5, 2024 - January 6, 2026
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PUBLIC ADVISORS LLC
OPEN TO THE PUBLIC ADVISORS | PUBLIC.COM | PUBLIC ADVISORS LLC. | PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
RIA
Registered Investment Advisory firm - (3/24/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2026)
RR
Alaska(1/6/2026)
RR
Arizona(1/6/2026)
RR
Arkansas(1/6/2026)
RR
California(1/6/2026)
RR
Colorado(1/6/2026)
IAR
Colorado(1/6/2026)
RR
Connecticut(1/6/2026)
RR
Delaware(1/6/2026)
RR
District of Columbia(1/6/2026)
RR
Florida(1/6/2026)
RR
Georgia(1/6/2026)
RR
Hawaii(1/6/2026)
RR
Idaho(1/6/2026)
RR
Illinois(1/6/2026)
RR
Indiana(1/6/2026)
RR
Iowa(1/6/2026)
RR
Kansas(1/6/2026)
RR
Kentucky(1/6/2026)
RR
Louisiana(1/6/2026)
RR
Maine(1/6/2026)
RR
Maryland(1/6/2026)
RR
Massachusetts(1/6/2026)
RR
Michigan(1/6/2026)
RR
Minnesota(1/6/2026)
RR
Mississippi(1/6/2026)
RR
Missouri(1/6/2026)
RR
Montana(1/6/2026)
RR
Nebraska(1/6/2026)
RR
Nevada(1/6/2026)
RR
New Hampshire(1/6/2026)
RR
New Jersey(1/6/2026)
RR
New Mexico(1/6/2026)
RR
New York(1/6/2026)
IAR
New York(1/6/2026)
RR
North Carolina(1/6/2026)
RR
North Dakota(1/6/2026)
RR
Ohio(1/6/2026)
RR
Oklahoma(1/6/2026)
RR
Oregon(1/6/2026)
RR
Pennsylvania(1/6/2026)
RR
Puerto Rico(1/6/2026)
RR
Rhode Island(1/6/2026)
RR
South Carolina(1/6/2026)
RR
South Dakota(1/6/2026)
RR
Tennessee(1/6/2026)
RR
Texas(1/6/2026)
RR
Utah(1/6/2026)
RR
Vermont(1/6/2026)
RR
Virgin Islands(1/6/2026)
RR
Virginia(1/6/2026)
RR
Washington(1/6/2026)
RR
West Virginia(1/6/2026)
RR
Wisconsin(1/6/2026)
RR
Wyoming(1/6/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PUBLIC ADVISORS LLC
OPEN TO THE PUBLIC ADVISORS | PUBLIC.COM | PUBLIC ADVISORS LLC. | PUBLIC ADVISORS LLC
CRD#: 318234 / SEC#: 801-123433
RIA
Registered Investment Advisory firm - (3/24/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
530 Broadway 4th Floor, New York, NY 10012
Mailing Address
Phone number
(212) 401-6946
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 8,812,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
